CASS: FCA's Client Assets Sourcebook (ICAS)

Overview:

As with so many aspects of regulation, the FSA’s Client Assets Sourcebook is being upgraded to take account of recent experience. Nevertheless, the changes are outweighed by the extent to which the basics, which have been in place for over 20 years, are the focus of regulators’ attention due to widespread failure to comply with the obligations. Firms that have permission to hold client money and custody assets need to ensure that they have a full understanding of the requirements and that they adhere rigidly to them.

Learning outcomes include a greater understanding of:

  • The significance attached to CASS by FSA
  • Prevalent problems and how to avoid them
  • Related regulatory developments 

You will also learn:

  • The structure of the CASS Sourcebook
  • Record keeping obligations and significance

Date added: October 2013

A CPD certificate of completion will be provided by BPP Professional Education Limited upon successful completion of the online course.

CPD Points: 1

CPD Duration (hours): 1

Access: 12 months from purchase date

Price: £35.00 (excludes VAT)
Quantity: