With record fines for benchmark manipulation and criminal prosecutions for insider dealing and market manipulation, this course aims to provide an overview of the UK Market Abuse regime. It covers the FCA’s rules on market abuse and gives practical examples of the different behaviours covered by the regulations. It also looks at UK criminal Insider Dealing legislation and penalties. The course provides examples of best practice and recent examples of enforcements and upcoming changes to the regulations.
On completion of this course, you will have a greater understanding of:
- the FCA’s rules on Market Abuse and how they apply
- the UK Insider Dealing Legislation and criminal penalties
- the different types of market abuse behaviours and recent examples of enforcements
- examples of best practice and an overview of upcoming changes to the regulations.
Authored by: Emma Martin
Emma Martin is a Barrister with over 15 years’ experience of financial regulation. Her main focus of expertise is Financial Crime and Regulation. Emma has worked for a number of major financial services institutions and has extensive experience of writing and delivering training for city institutions.
The course was authored and presented by Gary Chambers, a BPP Professional Qualification tutor. Gary trained on the NHS graduate finance scheme, gaining a wealth of industry knowledge which he applies successfully to his teaching. Gary started out in Leeds in 2007, but now primarily works for the Online Faculty at BPP
A CPD certificate of completion will be provided by BPP Professional Education Limited upon successful completion of the online course.
CPD Points: 1
CPD Duration (hours): 1
Access: 12 months from purchase date